CeMAP: UK Financial Regulation (Module 1)

Home

Try Demos Costs & Contents Buy Accounts

News Help Contact Us

What should an adviser do when a client wishes to carry out a transaction on an execution-only basis?

Refuse to deal with the client

Try to change the client's mind

Obtain the client's written confirmation

Endorse the transaction

Question 1 of 5

Time Left :

Question Worth : 1 mark

Current Score : 0 [Total available for assessment: 5]

Question Ref. #WL224883.